Providence Equity Capital Markets Sep 2012 - 2019
Chief Compliance Officer
Benefit Street Partners Bdca Advisor Sep 2012 - 2019
Managing Director, Chief Regulatory Counsel, Chief Compliance Officer
Loeb Capital Management Aug 2008 - Sep 2012
General Counsel and Chief Compliance Officer and Senior Vice President
Jpmorgan Chase & Co. 2007 - 2008
Assistant General Counsel and Vice President and Compliance Manager
Citi 2005 - 2007
Vice President and Compliance Officer
Education:
Fordham University School of Law 2002 - 2005
Doctor of Jurisprudence, Doctorates
Fordham University 2000 - 2002
Master of Business Administration, Masters, Accounting, Finance
Boston College 1993 - 1997
Bachelors, Bachelor of Arts, Communications
Skills:
Hedge Funds Equities Securities Fixed Income Alternative Investments Capital Markets Investments Asset Management Private Equity Trading Derivatives Investment Banking Strategic Planning Bloomberg Mergers and Acquisitions Mutual Funds Aml Due Diligence