Roubaix Capital
Chief Operating Officer and Chief Compliance Officer, Llc
Independence Capital Asset Partners Apr 2012 - Mar 2015
Chief Compliance Officer
My3Tech Inc Nov 2010 - Apr 2012
Legal and Compliance Consultant
Ing Dec 2000 - Apr 2009
Vice President and Chief Compliance Officer
Axa Sep 1999 - Aug 2000
Counsel
Education:
New York University School of Law 1987 - 1990
Doctor of Jurisprudence, Doctorates, Law
Barnard College 1982 - 1986
Bachelors, Bachelor of Arts, Economics
Skills:
Securities Regulation Investment Companies Investment Advisory Broker Dealer Aml Finra Securities Alternative Investments Hedge Funds Mutual Funds Sec Asset Managment Investment Management Financial Regulation Series 63