Brad H Kletter

Vice President Compliance Manager Jp Morgan Chase

view source

Location:

107 Fringetree Dr, West Chester, PA 19380

Industry:

Financial Services

Work:

JPMorgan Chase since Apr 2013
Consultant AML Escalation
HSBC - HSBC Aug 2012 - Dec 2012
Consultant Senior Compliance Professional-Market Surveillance Analyst
Financial Tracking Technologies, LLC - Greenwich ct May 2012 - Jun 2012
Implementation Manager
BNY Mellon - New York Dec 2010 - Feb 2012
VP Relationship Manager
BNY Mellon - New York New York Jul 2009 - Dec 2010
Derivative Margin Management

Education:

Laguardia Community College 1991 - 1992
Pace University 1990 - 1991

Skills:

Prime Brokerage
Derivatives
Fixed Income
Hedge Funds
Financial Services
Securities
Equities
Middle Office
Capital Markets
Kyc
Investment Banking
Aml
Settlement
Asset Management
Back Office
Equity Derivatives
Mutual Funds
Corporate Actions
Swaps
Anti Money Laundering
Portfolio Management
Financial Risk
Options
Bloomberg
Alternative Investments
Operational Risk
Collateral Management
Interest Rate Derivatives
Client Service Oriented
Cross Selling
Onboarding
Series 63
Trading
Securities Lending
Relationship Management
Fx Options
Operational Risk Management
Electronic Trading
Building Relationships
Training Delivery
Reorganisation
Relationship Mgmt
Credit Derivatives
Financial Institutions
Client Services
On Boarding

Brad Kletter

view source

Brad Kletter Glen Cove, NY

view source

Work:

TechPar Group
Fort Lee, NJ
Aug 2012 to Dec 2012
AML/KYC Remediation Financial Tracking LLC
Greenwich, CT
May 2012 to Jun 2012
Implementation Manager The Bank of New York Mellon
New York, NY
2010 to 2012
Broker Dealer Services Vice President-Relationship Manager The Bank of New York Mellon
New York, NY
2009 to 2010
Broker Dealer Service -Account Manager JP Morgan
Chase, NY
2006 to 2009
Worldwide Security Services AVP- Client Service Manager Bear, Stearns & Co. Inc
New York, NY
2000 to 2006
Global Clearing Services - Relationship Manager Bear, Stearns & Co. Inc
New York, NY
1996 to 2000
Prime Broker - International Prime Broker Goldman, Sachs & Co
New York, NY
1988 to 1996
Accounting Services Representative

Education:

LaGuardia Community College
Long Island, NY
1991 to 1992
Computer Information Systems Pace University
New York, NY
1989 to 1990
Computer Science