Brian H Ketcham

Brian Patrick Ketcham, Brooklyn NY - Lawyer

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Address:

United States District Court, Eastern District of Ny
225 Cadman Plz E, Brooklyn, NY 11201
2128088100 (Office)

Licenses:

New York - Due to reregister within 30 days of birthday 2009

Education:

Brooklyn Law School
Degree - JD - Juris Doctor

Specialties:

Tax - 50%
Advertising - 50%

Brian Ketcham

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Brian Ketcham

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Brian Ketcham West Hollywood, CA

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Work:

HSBC North America Holdings Inc
Brooklyn, NY
May 2012 to May 2014
AML Investigations Officer; Financial Crimes Compliance; Trade Finance Monitoring Team Navigant Consulting/TD Bank
Mahwah, NJ
Mar 2011 to May 2011
AML Investigator (3rd party consultant) Deloitte Touche Tohmatsu/Goldman Sachs
Jersey City, NJ
Oct 2009 to Feb 2010
AML Investigator (3rd party consultant) IT Aduit Search/Washington Mutual
Albion, NY
Aug 2008 to Nov 2008
AML SME & Investigator (3rd party consultant) AgreeYa Solutions/Calyon
New York, NY
Sep 2007 to Apr 2008
AML Investigator (3rd party consultant) IPSA International/Dresdner Kleinwort
New York, NY
Apr 2007 to Sep 2007
AML Investigator (3rd party consultant) AgreeYa Solutions & KPMG/UBS
New York, NY
Aug 2006 to Mar 2007
AML Investigator (3rd party consultant) Asset Financial/Bank of New York
New York, NY
Apr 2006 to Aug 2006
AML Investigator (3rd party consultant) Deloitte & Touche LLP/North Fork Bank
Melville, NY
Aug 2005 to Feb 2006
AML Investigator (3rd party consultant) InfoTech/Deloitte & Touche LLP & Amalgamated Bank
New York, NY
Jun 2005 to Jul 2005
AML Investigator (3rd party consultant) Wachovia Securities, LLC
Richmond, VA
Jun 2004 to May 2005
IRA Specialist Morgan Stanley
New York, NY
Apr 2000 to Jun 2004
IRA Specialist Morgan Stanley
Dallas, TX
Oct 2003 to Nov 2003
IRA Specialist

Skills:

Bulgarian language (Russian phrases), Thai language, Japanese language (conversational), & Arabic language. Websites Utilized: CRM/CMT/CMS, SEC, NFA, LexisNexis, OFAC, RDC, Dunn & Bradstreet, WorldCheck, FINRA, Bankers Almanac, Big Dough, Secretary of State sites, Westlaw, Factiva, country specific regulatory sites, Google. Windows and Mac OS. Types of vehicles: Hedge Funds, Mutual Funds, International and Domestic Banks/Financial Institutions and Branch offices, Investment Advisors, Broker Dealers, MSB and Off Shore entities. Microsoft Office (Word, Excel, Access, PowerPoint) Tools utilized: Bankers Almanac, FINRA, SEC, NFA, Big Dough, OFAC, Secretary of State sites, country specific regulatory sites. but not limited to: WorldCheck, LexisNexis, and Google. but not limited to: internal compliance system, WorldCheck, LexisNexis, and Google.