Carl P Young

US Patent:

7287280, Oct 23, 2007

Filed:

Feb 12, 2002

Appl. No.:

10/074583

Inventors:

Carl Young - New York NY, US

Assignee:

Goldman Sachs & Co. - New York NY

International Classification:

G06F 21/00
G06F 11/30

US Classification:

726 25, 726 22, 726 1, 726 3

Abstract:

A computerized method and system for managing security risk, where risk associated with a breach of security is analyzed and quantified according to weighted risk variables. The analysis is accomplished by a computerized security risk management system that receives information relating to physical, informational, communication and surveillance risk, and structures the information such that it can be related to risk variables and a security risk level can be calculated according to a relevance of associated risk variables. The security risk level can be indicative of a likelihood that a breach of security may occur relating to a particular transaction or facility. Similarly, a security confidence level can be indicative of how secure a particular facility or practice is and a security maintenance level can be indicative of a level of security that should be maintained in relation to an analyzed subject.

US Patent:

7676426, Mar 9, 2010

Filed:

Jun 19, 2003

Appl. No.:

10/465435

Inventors:

David Lawrence - New York NY, US
Carl Young - New York NY, US

Assignee:

Goldman Sachs & Co. - New York NY

International Classification:

G06Q 40/00

US Classification:

705 38

Abstract:

The present invention provides methods and systems for managing Risk by associating a biometric profile with other data relevant to a Risk subject. Computerized systems can receive informational data that relates generally to Risk variables and relate the information to known biometric profiles. Compiled information can be situated and conveyed to a compliance department and be able to demonstrate to regulators that a financial institution has met standards relating to Risk containment.

US Patent:

7899722, Mar 1, 2011

Filed:

Oct 23, 2002

Appl. No.:

10/278380

Inventors:

David Lawrence - New York NY, US
Carl Young - New York NY, US

Assignee:

Goldman Sachs & Co. - New York NY

International Classification:

G06Q 40/00

US Classification:

705 35, 705 36 R, 705 36 T, 705 37, 705 38

Abstract:

Methods and systems are provided for facilitating the transfer of information relating to risk management, such as, for example information directed towards compliance with the USA PATRIOT Act and certification of a foreign correspondent bank. Generally, the a foreign bank or other entity can provide a risk management clearinghouse with information relating to compliance with government requirements, or other information, and allow the risk management clearinghouse to convey to information in whole or in part to interested parties. Centralized distribution of certification related information can facilitate consistent and accurate compliance with government related requirements.

US Patent:

8266051, Sep 11, 2012

Filed:

Jan 15, 2010

Appl. No.:

12/688812

Inventors:

David Lawrence - New York NY, US
Carl Young - New York NY, US

Assignee:

Goldman, Sachs & Co. - New York NY

International Classification:

G06Q 40/00

US Classification:

705 38, 705 35, 705 44

Abstract:

The present invention provides methods and systems for managing Risk by associating a biometric profile with other data relevant to a Risk subject. Computerized systems can receive informational data that relates generally to Risk variables and relate the information to known biometric profiles. Compiled information can be situated and conveyed to a compliance department and be able to demonstrate to regulators that a financial institution has met standards relating to Risk containment.

US Patent:

8375199, Feb 12, 2013

Filed:

Oct 23, 2007

Appl. No.:

11/877373

Inventors:

Carl Young - New York NY, US

Assignee:

Goldman, Sachs & Co. - New York NY

International Classification:

G06F 21/00

US Classification:

713100, 726 1, 726 3, 726 22, 726 25, 705 50

Abstract:

A computerized method and system for managing security risk, where risk associated with a breach of security is analyzed and quantified according to weighted risk variables. The analysis is accomplished by a computerized security risk management system that receives information relating to physical, informational, communication and surveillance risk, and structures the information such that it can be related to risk variables and a security risk level can be calculated according to a relevance of associated risk variables. The security risk level can be indicative of a likelihood that a breach of security may occur relating to a particular transaction or facility. Similarly, a security confidence level can be indicative of how secure a particular facility or practice is and a security maintenance level can be indicative of a level of security that should be maintained in relation to an analyzed subject.

US Patent:

20040006532, Jan 8, 2004

Filed:

Mar 11, 2003

Appl. No.:

10/385557

Inventors:

David Lawrence - New York NY, US
Carl Young - New York NY, US

International Classification:

G06F017/60

US Classification:

705/038000

Abstract:

A computerized method and system for managing risk associated with allowing access to a network resource is disclosed. Information relating to network access is gathered and stored as data in preparation for a risk inquiry search relating to a network access. Documents and sources of information can also be stored. A subscriber, such as a Financial Institution, can submit information descriptive of an access to a network resource to a risk management system. The system can perform a risk inquiry according to the information. The risk assessment or inquiry search can include data retrieved resultant to augmented retrieval methods. Scrubbed data as well as augmented data can be transmitted from a risk management clearinghouse to a subscriber. A risk quotient can be calculated based upon information related to a network access and remedial action can be taken based upon the risk quotient.

US Patent:

20040168086, Aug 26, 2004

Filed:

Dec 15, 2003

Appl. No.:

10/737217

Inventors:

Carl Young - New York NY, US
Phillip Venables - New York NY, US

International Classification:

G06F011/30

US Classification:

713/201000

Abstract:

The present invention includes computer implemented methods and computer apparatus for managing security risk by setting a hierarchical relationship between two or more elements comprising an entity and receiving an indication of a security risk associated with one or more of the elements. A selection of an element can also be received and a description of the security risk can be transmitted, as it relates to the element selected and based upon the hierarchical relationship of elements and the indication of the security risk. A list of resources associated with the element selected can also be generated. Elements can include, for example, a geographic area delineated according to at least one of: a continent, a national boundary; a political boundary, a facility campus; a floor comprising a facility; and a room comprising a building.

US Patent:

20110131125, Jun 2, 2011

Filed:

Feb 3, 2011

Appl. No.:

13/020709

Inventors:

David Lawrence - New York NY, US
Carl Young - San Francisco CA, US

International Classification:

G06Q 40/00

US Classification:

705 35

Abstract:

Methods and systems are provided for facilitating the transfer of information relating to risk management, such as, for example information directed towards compliance with the USA PATRIOT Act and certification of a foreign correspondent bank. Generally, the a foreign bank or other entity can provide a risk management clearinghouse with information relating to compliance with government requirements, or other information, and allow the risk management clearinghouse to convey to information in whole or in part to interested parties. Centralized distribution of certification related information can facilitate consistent and accurate compliance with government related requirements.