Hsbc
Chief Ethics Officer
Hsbc Sep 2013 - Apr 2017
Vice President - Compliance Risk
Cls Group. Jan 2012 - Jul 2013
Vice President
Goldman Sachs Oct 2009 - Oct 2011
Compliance Associate
Nasd May 2008 - Dec 2008
Enforcement Clerk
Education:
New England Law | Boston 2006 - 2009
Doctor of Jurisprudence, Doctorates, Law
Union College 2002 - 2006
Bachelors, Bachelor of Arts, Anthropology, English, Sociology
Skills:
Securities Financial Services Financial Regulation Investment Banking Anti Money Laundering Options Analysis Legal Writing Legal Compliance Financial Markets Mergers and Acquisitions Legal Research Due Diligence Risk Management Compliance Regulatory Submissions Prime Brokerage Corporate Finance Electronic Trading Regulatory Filings Regulatory Agencies Soccer Financial Risk Equities
Certifications:
New York State Licensed Attorney New Jersey State Licensed Attorney