VP of Annuity Marketing at Adams-Moore, LLC, Registered Financial Advisor at Way Financial Group, FINRA Arbitrator at Financial Industry Regulatory Authority
Location:
Fort Mill, South Carolina
Industry:
Financial Services
Work:
Adams-Moore, LLC - Charlotte, North Carolina Area since Oct 2012
VP of Annuity Marketing
Way Financial Group since May 2007
Registered Financial Advisor
Financial Industry Regulatory Authority - Atlanta, NC, & SC since Apr 2002
FINRA Arbitrator
Management Advisors International Feb 2011 - Sep 2012
Senior Vice President, Financial Services Group
World Financial Group Sep 2007 - Jul 2008
Registered Representative
Skills:
SEC compliance Auditing Forecasting Compliance FINRA Securities Insurance Banking Options Brokerage Mutual Funds Investment Banking Series 7 Credit Equities Asset Management Wealth Management Fixed Income Risk Management Investments Underwriting Cash Management Portfolio Management Mergers Due Diligence AML Financial Analysis Series 63 Investment Advisory Trading Risk Financial Reporting Alternative Investments Annuities Process Improvement Retirement Planning Financial Advisory Accounting Executive Management Credit Risk SEC Series 24 Hedge Funds ETFs Financial Risk Fixed Annuities Financial Services Retirement Bonds Strategic Financial Planning