Daniel S Franks

US Patent:

8296216, Oct 23, 2012

Filed:

Jul 9, 2001

Appl. No.:

09/903390

Inventors:

Dean Furbush - Mamaroneck NY, US
Richard G. Ketchum - Alexandria VA, US
Daniel B. Franks - Trumbull CT, US
John Malitzis - Washington DC, US
Thomas P. Moran - Arlington VA, US
Peter Martyn - Ridgewood NJ, US

Assignee:

The NASDAQ OMX Group, Inc. - New York NY

International Classification:

G06Q 40/00

US Classification:

705 37, 705 35, 705 36 R, 705 38

Abstract:

An electronic market for trading of securities includes a plurality of client stations for entering quotes for securities and a server process that receives quotes from the clients, aggregates the quotes and causes a total of all aggregated quotes to be displayed for a plurality of price levels on the client systems. The market uses a graphical user that depicts aggregated quotes in an aggregate window a plurality of price levels of a product traded in the market. The market also includes processes to handle lock/cross market conditions, match-off of order flow and provides a central quote/order collector that interfaces to disparate order delivery systems to minimize dual liability of market makers.

US Patent:

8301539, Oct 30, 2012

Filed:

Jul 9, 2001

Appl. No.:

09/903388

Inventors:

Dean Furbush - Mamaroneck NY, US
Richard G. Ketchum - Alexandria VA, US
Daniel B. Franks - Trumbull CT, US
John Malitzis - Washington DC, US
Thomas P. Moran - Arlington VA, US
Peter Martyn - Ridgewood NJ, US

Assignee:

The Nasdaq OMX Group, Inc. - New York NY

International Classification:

G06Q 40/00

US Classification:

705 37, 705 35, 705 36 R, 705 38

Abstract:

An electronic market for trading of securities includes a plurality of client stations for entering quotes for securities and a server process that receives quotes from the clients, aggregates the quotes and causes a total of all aggregated quotes to be displayed for a plurality of price levels on the client systems. The market uses a graphical user that depicts aggregated quotes in an aggregate window a plurality of price levels of a product traded in the market. The market also includes processes to handle lock/cross market conditions, match-off of order flow and provides a central quote/order collector that interfaces to disparate order delivery systems to minimize dual liability of market makers.

US Patent:

20020073016, Jun 13, 2002

Filed:

Jul 3, 2001

Appl. No.:

09/898515

Inventors:

Dean Furbush - Mamaroneck NY, US
Richard Ketchum - Alexandria VA, US
Daniel Franks - Trumbull CT, US
John Malitzis - Washington DC, US
Thomas Moran - Arlington VA, US
Peter Martyn - Ridgewood NJ, US

International Classification:

G06F017/60

US Classification:

705/037000

Abstract:

An electronic market for trading of securities includes a plurality of client stations for entering quotes for securities and a server process that receives quotes from the clients, aggregates the quotes and causes a total of all aggregated quotes to be displayed for a plurality of price levels on the client systems. The market uses a graphical user that depicts aggregated quotes in an aggregate window a plurality of price levels of a product traded in the market. The market also includes processes to handle lock/cross market conditions, match-off of order flow and provides a central quote/order collector that interfaces to disparate order delivery systems to minimize dual liability of market makers.

US Patent:

20030009413, Jan 9, 2003

Filed:

Jul 9, 2001

Appl. No.:

09/903389

Inventors:

Dean Furbush - Mamaroneck NY, US
Richard Ketchum - Alexandria VA, US
Daniel Franks - Trumbull CT, US
John Malitzis - Washington DC, US
Thomas Moran - Arlington VA, US
Peter Martyn - Ridgewood NJ, US

International Classification:

G06F017/60

US Classification:

705/037000

Abstract:

An electronic market for trading of securities includes a plurality of client stations for entering quotes for securities and a server process that receives quotes from the clients, aggregates the quotes and causes a total of all aggregated quotes to be displayed for a plurality of price levels on the client systems. The market uses a graphical user that depicts aggregated quotes in an aggregate window a plurality of price levels of a product traded in the market. The market also includes processes to handle lock/cross market conditions, match-off of order flow and provides a central quote/order collector that interfaces to disparate order delivery systems to minimize dual liability of market makers.