Skills:
Skills in and Knowledge of: Portfolio management/Risk strategies/Hedging. Quantitative methodologies, statistics, probability mathematics. Credit Risk, Investment Risk, Market Risk, Operational and Integrated Risk, Basel II, III. Trading, brokerage operations, market mechanics, settlements, margin, rules, regulations. Options, Futures, Commodities, FX, Equities, ETF's, and Mutual Funds. Advised and sold Variable Contracts, Annuities, & other Ins. based products. Retirement Planning, Estate Planning, Insurance Needs Planning. Marketing: Presentation skills; Individuals, Groups, and Seminars. MS Office. Proficient with Excel and Powerpoint programs. Technical writing. Financial markets, foreign and domestic political and economic issues and developments. Series 3, 7, 63, 65 . FRM candidate (May '14 writing exams). Clean U-4