Dr. Zack graduated from the Philadelphia College of Osteopathic Medicine in 1992. He works in Toledo, OH and 1 other location and specializes in Gastroenterology and Internal Medicine. Dr. Zack is affiliated with Mercy St Vincent Medical Center and St Lukes Hospital.
Isbn (Books And Publications)
Active Citizenship Today: Handbook for High School Teachers
Seelaus Asset Management
Chief Compliance Officer
David Zack Consulting Jul 2016 - Aug 2017
Independent Consultant
R. Seelaus & Co., Inc. Jul 2016 - Aug 2017
Chief Compliance Officer
Seaport Global Securities Jun 2012 - Jun 2016
Chief Compliance Officer - Equities and Investment Banking
Credit Agricole Cheuvreux North America Feb 2002 - Jun 2012
Chief Compliance Officer
Education:
Philadelphia University 1996 - 1998
Master of Science, Masters
Penn State University 1985 - 1989
Bachelors, Bachelor of Science, Accounting
Skills:
Securities Securities Regulation Risk Management Equities Aml Capital Markets Investment Banking Internal Controls Banking Hedge Funds Trading Financial Services Finra Internal Audit Anti Money Laundering Sec Financial Markets Broker Dealer Electronic Trading Series 7 Series 24 Policy Usa Patriot Act Kyc Credit Risk Operational Risk Series 63 Regulatory Affairs Quality Auditing Compliance Continuing Education Development of Policies Compliance Audits Client Services Ofac Regulatory Reporting Implementation of Policies Regulations Federal %26 State Regulations
Languages:
French
Certifications:
License Series 7, 14, 24, 55, 63, 79, 99 Certified Public Accountant Chartered Global Management Accountant Financial Industry Regulatory Authority, License Series 7, 14, 24, 57, 63, 79, 99 Financial Industry Licensure License Series 7, 14, 24, 57, 63, 79, 99 Certified Regulatory and Compliance Professional
Sidley & Austin 787 Seventh Avenue, New York, NY 10019 4049098113 (Office), 4049098120 (Fax)
Licenses:
New York - Currently registered 2002
Education:
New York University School of Law Degree - LL.M - Master of Laws Graduated - 1999 Tel-Aviv University Degree - LL.B - Bachelor of Laws Graduated - 1996
David Zack (1966-1970), Frank Callaio (1968-1972), Carla Nafus (1987-1991), Thomas Patrick (1988-1992), Denise Bozinko (1973-1977), Violet Pelliccia (1974-1978)