Financial Industry Regulatory Authority (Finra) Jan 1, 2010 - Dec 9, 2016
Principal Examiner
Ubs Oct 2007 - Jan 2010
Senior Internal Auditor
Ubs Apr 2004 - Oct 2007
Control Officer
Merrill Lynch 1999 - 2002
Operations and Sales
Vail Resorts 1997 - 1999
Ski Instructor
Education:
Montclair State University 2005 - 2008
Master of Business Administration, Masters, Accounting
University of Delaware 1993 - 1997
Bachelors, Bachelor of Science
Skills:
Risk Management Internal Audit Fraud Investigations Financial Services Securities Series 7 Equities Financial Analysis Finance Fixed Income Investments Capital Markets Portfolio Management
Edward Fagan (1988-1992), Roy Lux (1983-1987), Laurie Taylor (1995-2000), Christine Rupert (1971-1975), Donna Scott (1989-1993), Brennan Binger (1993-1997)