Citizens Securities Dec 2012 - Mar 2017
Compliance Officer
Marsh & Mclennan Companies Sep 2009 - Jan 2011
Assistant Compliance Manager
Fidelity Investments Mar 2004 - Nov 2008
Risk Officer
Fidelity Investments Tax Exempt Services Company 1997 - 2004
Business Analyst
Fidelity Investments Retirement Services Company Oct 1994 - Nov 1996
Retirement Services Representative
Education:
Merrimack College 1999 - 2000
University of Massachusetts Lowell
Bachelors, Bachelor of Science, Business Administration, Marketing
Skills:
Series 7 Leadership Financial Risk Series 24 Series 65 Series 53 Erisa Finra Retirement Risk Management Retirement Planning Securities Relationship Management Series 63
Certifications:
Financial Industry Regulatory Authority Ma State Division of Insurance, License - Life & Health Series 7 Series 24 Series 53 Series 65 License - Life & Health Ma State Producers License