Jodi G Heitner

age ~59

from West New York, NJ

Also known as:
  • Jodi Karron Heitner
  • Jodi K Heitner
  • Jodi G Karron
  • Jodi Gail Robinson
  • Jodi G Robinson
  • Jodi R

Jodi Heitner Phones & Addresses

  • West New York, NJ
  • Edgewater, NJ
  • 300 Prospect Ave APT 18F, Hackensack, NJ 07601 • 2019451601
  • Fort Lee, NJ
  • Garfield, NJ
  • Cliffside Park, NJ

Work

  • Company:
    Bwg strategy llc
    Jun 2018 to Aug 2018
  • Position:
    Consultant

Education

  • Degree:
    Bachelors, Bachelor of Arts
  • School / High School:
    Saint Peter's University
  • Specialities:
    Fine Arts, Liberal Arts

Skills

Securities • Finra • Capital Markets • Investment Banking • Trading • Risk Management • Equities • Aml • Financial Risk • Hedge Funds • Portfolio Management • Compliance • Investments • Financial Markets • Broker Dealer • Research • Finance • Series 7 • Financial Services • Asset Management • Bloomberg • Trade Compliance • Compliance Testing • Equity Trading • Options • Series 24 • Ofac • Kyc • Mergers and Acquisitions • Alternative Investments • Trading Operations • Series 63 • Financial Regulation • Operational Risk • Usa Patriot Act • Sec • Back Office • Mutual Funds • Banking • Executive Management • Trading Systems • Securities Regulation • Regulations • Equity Research • Strategic Financial Planning • Etfs • Fund of Funds • Asset Allocation • Fx Options • Continuing Membership Applications

Ranks

  • Certificate:
    License 7

Interests

Writing

Industries

Financial Services

Resumes

Jodi Heitner Photo 1

Senior Compliance Consultant

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Location:
168 Price Ct, West New York, NJ 07093
Industry:
Financial Services
Work:
Bwg Strategy Llc Jun 2018 - Aug 2018
Consultant

Consultant Jun 2018 - Aug 2018
Senior Compliance Consultant

The Benchmark Company Apr 2013 - Aug 2013
Interim Chief Compliance and Operating Officer During Firm-Wide Finra Audit

High-Level Compliance and Operating Officer & Consultant Apr 2013 - Aug 2013
High-Level Compliance Officer and Consultant

Credit Agricole Cheuvreux North America Oct 2012 - Apr 2013
Chief Compliance Officer, Aml, Credit and Risk Department à   Temporary Point Person During Merger
Education:
Saint Peter's University
Bachelors, Bachelor of Arts, Fine Arts, Liberal Arts
Pascack Valley High School
Saint Peter's University
Bachelors, Bachelor of Arts, Bachelor of Arts In Business Administration
University of Maryland
Bachelors, Bachelor of Fine Arts, Fine Arts, Liberal Arts
Skills:
Securities
Finra
Capital Markets
Investment Banking
Trading
Risk Management
Equities
Aml
Financial Risk
Hedge Funds
Portfolio Management
Compliance
Investments
Financial Markets
Broker Dealer
Research
Finance
Series 7
Financial Services
Asset Management
Bloomberg
Trade Compliance
Compliance Testing
Equity Trading
Options
Series 24
Ofac
Kyc
Mergers and Acquisitions
Alternative Investments
Trading Operations
Series 63
Financial Regulation
Operational Risk
Usa Patriot Act
Sec
Back Office
Mutual Funds
Banking
Executive Management
Trading Systems
Securities Regulation
Regulations
Equity Research
Strategic Financial Planning
Etfs
Fund of Funds
Asset Allocation
Fx Options
Continuing Membership Applications
Interests:
Writing
Certifications:
License 7
License 14
License 24
License 63
License 79
License 87
License 99
Series 7
Series 14
Series 24
Series 63
Series 79
Series 87
Series 99
Finra, License 7
Nyse, License 14
Finra, License 24
Finra, License 63
Finra, License 79
Finra, License 87
Finra, License 99
Jodi Heitner Photo 2

Jodi Heitner West New York, NJ

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Work:
Credit Agricole Cheuvreux

2013 to 2000
All Written Supervisory Procedures, AML, BCP, Red Flags Rules, NYSE & FINRA
The Benchmark Company, LLC

Apr 2013 to Aug 2013
Chief Compliance Officer and Operating Officer during Firm-Wide FINRA Audit and Regulatory Inquiries
Credit Agricole Cheuvreux

Oct 2012 to Apr 2013
Rodman & Renshaw, LLC

May 2012 to Jul 2012
JNK Securities Corp

Jan 2009 to May 2012
Chief Compliance Officer, AML Officer, Supervisory Analyst, Member
Kaufman Bros., LP

Oct 2006 to Jan 2009
Chief Compliance Officer, AML Officer, Operations Manager
Trade Manage Capital, Inc

Oct 2003 to Aug 2006
Chief Compliance Officer, Senior Vice President Brokerage Operations
Lincoln Financial Advisors

Jun 2001 to Oct 2003
Assistant Operations Manager
Chase Melon Shareholder Services

Jul 1997 to Dec 1999
Employee Stock Options Specialist
Execution of FX

Mar 1993 to Dec 1996
Assistant Portfolio Administrator
Education:
University of Maryland & St. Peter's College
Mar 2008
BFA
Jodi Heitner Photo 3

Jodi Heitner West New York, NJ

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Work:
The Benchmark Company, LLC

Apr 2013 to Aug 2013
Chief Compliance Officer and Operating Officer during Firm-Wide FINRA Audit and Regulatory Inquiries
Credit Agricole Cheuvreux
New York, NY
Oct 2012 to Apr 2013
Chief Compliance Officer, Oversee AML, Credit and Risk Department Temporary Regulatory Point Person during Merger
Credit Agricole Cheuvreux
New York, NY
Oct 2012 to Apr 2013
All Written Supervisory Procedures, AML, BCP, Red Flags Rules, NYSE & FINRA
Rodman & Renshaw, LLC
New York, NY
May 2012 to Jul 2012
Chief Compliance Officer, Vice President of Market Affairs Temporary Consultant during Firm Closure
JNK Securities Corp

Jan 2009 to May 2012
Chief Compliance Officer, AML Officer, Supervisory Analyst, Member
Kaufman Bros., LP

Oct 2006 to Jan 2009
Chief Compliance Officer, AML Officer, Operations Manager
Trade Manage Capital, Inc

Oct 2003 to Aug 2006
Chief Compliance Officer, Senior Vice President Brokerage Operations
Lincoln Financial Advisors

Jun 2001 to Oct 2003
Assistant Operations Manager
Chase Melon Shareholder Services

Jul 1997 to Dec 1999
Employee Stock Options Specialist
Execution of FX

Mar 1993 to Dec 1996
Assistant Portfolio Administrator
Education:
University of Maryland & St. Peter's College
Mar 2008
BFA

Classmates

Jodi Heitner Photo 4

Jodi Heitner (Karron)

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Schools:
Holdrum Middle School River Vale NJ 1976-1980
Community:
John Dooley, David Knappe, Donna Koeniges, Craig Whitney, Margaret Annabel

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