Raisin Us
Chief Compliance Officer
Capital Dynamics
Vice President, Legal and Compliance
David Lerner Associates, Inc. Jan 2014 - Nov 2017
Senior Compliance Officer
Joel C Simon Esq Jan 2014 - Nov 2017
Attorney
Carr Securities Sep 1, 2009 - Jan 1, 2014
Operations and Compliance Director
Education:
Touro College Jacob D. Fuchsberg Law Center 2009 - 2013
Doctor of Jurisprudence, Doctorates, Business, Law
New York University 1994 - 1996
Masters, Master of Arts, Ecology
Binghamton University 1989 - 1993
Bachelors, Bachelor of Arts, History
Sheepshead Bay High School 1985 - 1989
Skills:
Investments Securities Legal Writing Legal Research Management Equities Finra Series 7 Financial Services Aml Due Diligence Back Office Trading Risk Management Licensing Mutual Funds Executive Management Bloomberg Anti Money Laundering Settlement Fixed Income Prime Brokerage
Interests:
Volleyball Television Arts and Culture Tennis Theater Family and Friends Movies Stock Investing Snowmobiling
Languages:
English
Awards:
Tops in Class CALI Not for Profit Corporation Law - http://awards.cali.org/lfe7b980,
Not for Profit Corporation Law Clinic - http://awards.cali.org/lfe49ca0,
Privacy in the Digital Age
Ruby Vineyard and Winery
Regional Sales Lead Ruby Vineyard and Winery
Young's Market Company Sep 2014 - Oct 2014
Account Executive
Alluvial Beverage Company Sep 2014 - Oct 2014
Owner and Proprietor
Hotlips Soda Company Oct 2013 - Sep 2014
Soda Sales Manager
Riedel Crystal of America Feb 2007 - Jun 2013
Nw Usa Regional Sales Manager
Education:
Mission College 1982 - 1984
Associates
Mission College/ Santa Clara
Skills:
Product Marketing Inspiring People Public Speaking Dedicated Professional Brand Development Beverage Industry Retail Food Customer Retention Networking Food and Beverage Highly Motivated Self Starter Business Development Negotiation Organizational Effectiveness Sales Management Building Relationships Follow Through Skills Alcoholic Beverages New Business Development Pricing Strategy Cross Functional Team Leadership Employee Training Distributors Customer Service Brewery Wine Management Product Development Inventory Management Problem Solving Marketing Strategy Sales Presentations Result Oriented Executive Coaching Wine and Spirits Industry
Litigation Premise Liability Toxic Torts E-discovery and Information Management Commercial Litigation Products Liability Mass Tort Environmental Litigation
Memberships:
State Bar of Texas Houston and American Bar Associations.
ISLN:
917992054
Admitted:
2004, Texas and U.S. District Court, Southern District of Texas
University:
Ohio University, B.A., cum laude, 2001
Law School:
University of Houston Law Center, J.D., magna cum laude, 2004
Transactions:
Joel's representative engagements include: Represented an international energy company in litigation related to one of the largest industrial accidents in the Gulf Coast Secured a directed verdict at trial for a private investment company and individual defendant involving allegations of fraud and breach of fiduciary duty Obtained a dismissal for an auction company based on personal jurisdiction grounds in federal court, which was upheld on appeal to the Fifth Circuit Negotiated favorable settlement on behalf of a chemical transportation company that was allegedly responsible for injuring a private citizen Assisted in obtaining summary judgment for a prominent energy trading company in connection with a lawsuit filed by a former employee Obtained confidential settlement for corporate client in its lawsuit based on fraud and intentional misrepresentations Successfully defended energy company in lawsuit from purchaser of offshore oil and gas interests in litigation.
Links:
Site
Biography:
While in law school, Joel was a member of the Order of the Barons, Order of the Barristers, and Order of the Coif. He was Notes & Comments Editor for the University of Houston Law Review. He was also ...
IU Health PhysiciansIndiana University Health University Hospital Riley General Pediatrics 705 Riley Hospital Dr STE 1300, Indianapolis, IN 46202 3179442801 (phone), 3179445630 (fax)
Languages:
English
Description:
Dr. Simon works in Indianapolis, IN and specializes in Pediatrics. Dr. Simon is affiliated with IU Health University Hospital and Riley Hospital For Children At Indiana University Health.
A drinking accessory apparatus to provide a correct angle for optimum liquid pour into a drinking receptacle, having a base with a slanted drinking receptacle indent and a slot, and a removable angled support arm with a slanted face.