Ju Regulation
Founder and Principal
Financial Industry Regulatory Authority (Finra) Dec 2010 - Oct 2017
Principal Regulatory Coordinator
Lpl Financial 2008 - 2010
Avp, Regulatory Reporting
Federal Reserve Bank of New York 2005 - 2007
Bank Examiner
Financial Industry Regulatory Authority (Finra) 2002 - 2005
Senior Regulatory Analyst
Education:
University of Maryland - University College 2002 - 2005
Master of Business Administration, Masters
Rutgers University
Skills:
Credit Analysis Risk Management Financial Analysis Financial Risk Management Data Analysis Mentoring Anti Money Laundering Diversity and Inclusion