Franklin Templeton Investments
Chief Creative Officer and Vice President Regulatory Compliance at Franklin Templeton
Citi Mar 2001 - Dec 2005
Compliance Manager
Legg Mason Mar 2001 - Dec 2005
Chief Compliance Officer
Financial Industry Regulatory Authority (Finra) Mar 1995 - Mar 2001
Supervising Analyst and Special Investigator
Education:
The Johns Hopkins University 1999 - 2003
Master of Business Administration, Masters
University of Maryland 1984 - 1988
Bachelors, Economics
Skills:
Mutual Funds Series 24 Management Finra Securities Series 7 Risk Management Series 63
Youtube
2021 Virtual California Investment Management...
In this panel from the 2021 Virtual California Investment Management S...
Duration:
42m 47s
Kenneth Peterson - Special SCHOLA - Kyrie Ele...
Recorded on November 13, 2022. Sung by Women's Schola Nova of Bainbrid...
Duration:
1m 59s
to Benny Hinn , Kenneth coperland, Jol Ostenn...
Duration:
14m 20s
This fool works my last nerves with that garb...
So, look at this lady fool, who works my last nerves with that garbage...
Duration:
3s
The best of The Female Contestant Lost the pr...
Two female contestants both lost the pricing game on "The Price is Rig...
Duration:
23s
Session 2: Race & Recognition: Empowering the...
Duration:
1h 21m 15s
Grand Prix Indianapolis 2015 Finals: Ray Pere...
Watch the finals of Grand Prix Indianapolis 2015, featuring Ray Perez ...