Bny Mellon
Director - Compliance Manager
Mf Global 2009 - May 2012
Global Compliance Officer
Ubs 1985 - 2009
Director, Business Risk Analyst
Education:
Seton Hall University School of Law 1984 - 1988
Doctor of Jurisprudence, Doctorates, Law
Seton Hall University 1982 - 1984
Master of Business Administration, Masters, Finance
The College of New Jersey 1978 - 1982
Bachelors, Bachelor of Arts, Business Administration, Psychology
Skills:
Financial Risk Securities Internal Controls Fixed Income Analysis Finra Investments Risk Assessment Aml Derivatives Risk Management Financial Services
Ft. Worth Christian School Arlington TX 1981-1984, Dunn Elementary School Arlington TX 1984-1988, Fayetteville Elementary School Fayetteville GA 1988-1989, Allen Elementary School Soddy-daisy TN 1989-1990, Soddy-Daisy Middle School Soddy-daisy TN 1990-1992
Community:
Heather Ayers, Paul Copeland, Denise Lynn, Joseph Chaney, Aaron Haykal, Heather Harrold, April Goodson
Biography:
Life
Graduated from University of Tennessee, Knoxville with a degree in Communicati...