Margaret A Dubil from 420 S Ann St, Baltimore, MD 21231, age 51

Margaret Dubil Phones & Addresses

420 S Ann St, Baltimore, MD 21231
146 Iron Bark Ct, Collegeville, PA 19426
7373 Ridge Ave, Philadelphia, PA 19128
Montgomery, PA
Huntingdon Valley, PA

Work

Company:

Stifel financial corp.
Apr 2015 to Dec 2016
Position:

Manager- retail surveillance and compliance

Skills

Risk Management • Financial Risk • Securities • Finance • Auditing • Finra • Leadership • Policy • Accounting • Series 7 • Mutual Funds • Series 63 • Equities • Wealth Management • Series 24 • Operational Risk • Fixed Income • Alternative Investments • Financial Services • Portfolio Management • Capital Markets • Investment Advisory • Investments • Asset Management • Anti Money Laundering • Insurance

Ranks

Certificate:

Series 3,4,7,9,10, 24,53,66

Industries

Financial Services

Resumes

Director Of Surveillance

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Location:

Baltimore, MD

Industry:

Financial Services

Work:

Stifel Financial Corp. Apr 2015 - Dec 2016
Manager- Retail Surveillance and Compliance
Stifel Financial Corp. Apr 2015 - Dec 2016
Director of Surveillance
Stifel Financial Corp. May 2014 - May 2015
Senior Compliance Analyst- Equity Trading
Ubs Jul 2007 - May 2012
Regional Supervisory Officer
Capital Analysts Oct 2005 - Feb 2007
Assistant Director- Compliance

Skills:

Risk Management
Financial Risk
Securities
Finance
Auditing
Finra
Leadership
Policy
Accounting
Series 7
Mutual Funds
Series 63
Equities
Wealth Management
Series 24
Operational Risk
Fixed Income
Alternative Investments
Financial Services
Portfolio Management
Capital Markets
Investment Advisory
Investments
Asset Management
Anti Money Laundering
Insurance

Certifications:

Series 3,4,7,9,10, 24,53,66