Northwestern Mutual May 2012 - May 2015
Field Supervision Consultant
Northwestern Mutual May 2012 - May 2015
Assistant Director, Field Supervision Support
Northwestern Mutual Sep 2004 - May 2012
Compliance Consultant and Manager
Skills:
Finra Series 7 Securities Investments Insurance Risk Management Financial Services Mutual Funds Series 63 Retirement Planning Aml Series 24 Kyc Uniform Combined State Law Series 6 Financial Regulation Broker Dealer Series 65 Wealth Management Leadership Consulting