Credit Suisse Jun 2014 - Jan 2016
Vp, Senior Control Room Compliance Officer
Credit Suisse Mar 2014 - May 2014
Compliance Manager
Investment Research Innovations Feb 2013 - Mar 2014
Consultant
Fitch Ratings Oct 2011 - Jan 2013
Global Research Strategy Director
Ubs Apr 2009 - Oct 2011
Us Equity Product Manager and Supervisory Analyst
Education:
Lehigh University College of Business 1997 - 1998
Bachelors, Bachelor of Science
Lehigh University College of Business 1989 - 1993
Bachelors, Bachelor of Science, Finance
Syosset High School 1986 - 1989
Skills:
General Securities Principal Product Development Equity Research Equities Financial Modeling Financial Analysis Asset Management Product Management Bloomberg Terminal Bloomberg Dcf Securities Industry Analysis Corporate Finance Financial Reporting Asset Allocation Wealth Management Analysis Series 7 Business Analysis Equity Valuation Investment Advisor Compliance Factset Series 63 Series 24 Asset Managment Series 16 Series 86 Series 87 Supervisory Skills Emerging Markets Fixed Income Capital Markets Investment Banking Product Management Skills General Securities Registered Representative Strategy Financial Markets Financial Advisory Portfolio Management Six Sigma Datasets Sector Coverage Sector Research Equity Research Analysis Stock Research Us Equities Editing Compliance Compliance Support
Interests:
Sports and Stocks Politics Education Science and Technology Disaster and Humanitarian Relief Arts and Culture History Cinema
Certifications:
General Securities Representative General Securities Principal Nyse Supervisory Analyst Research Analyst Part 1 Research Analyst Part 2 Uniform Securities Agent Six Sigma Black Belt License 7 License 24 License 16 License 86 License 87 License 63 Finra, License 7 Finra, License 24 Finra, License 16 Finra, License 86 Finra, License 87 Finra, License 63
Aug 2009 to Present Project Manager (PMO), Assistant Vice PresidentING Investment Management Atlanta, GA May 2006 to Jul 2009 Application Development Manager, Assistant Vice PresidentING Investment Management Atlanta, GA Dec 2002 to Apr 2006 Senior Applications Analyst (Team Lead)ING Financial Markets New York, NY Oct 2000 to Nov 2002 Senior AssociateING Barings London Mar 1996 to Sep 2000 Business Systems Analyst
Education:
City University London 1992 to 1995 Bachelor of Science in Mathematical Science
Skills:
IT Management, Application Development, Project Management, Business Analysis, Production Support
Fitch Ratings New York, NY 2011 to 2013 Global Research Strategy DirectorUBS Wealth Management New York, NY 2009 to 2011 US Equity Product Manager and Supervisory AnalystUBS Wealth Management Research New York, NY 2008 to 2009 Director, US Equity StrategistUBS Investment Bank Equity Research New York, NY 2004 to 2007 Associate US Equity Strategist and Product ManagerUBS Investment Bank Equity Research New York, NY 2002 to 2004 Valuation & Accounting AnalystCredit Suisse First Boston New York, NY 1999 to 2001 Senior Sector Specialist: Consumer Discretionary & StaplesGE Capital Stamford, CT 1997 to 1999 Corporate Finance AnalystGE Capital Stamford, CT 1996 to 1997 Fund Wholesaler