The dirty message was among dozens released Thursday following a four-year probe by the Financial Industry Regulatory Authority that was initially sparked by The Post, said Finra spokeswoman Nancy Condon.
Date: Dec 11, 2014
Category: Business
Source: Google
Regulators, Lawmakers Hold Fire on Knight Glitch, for Now
Finra is closely monitoring the firms capital, and, at present, they are in compliance with net capital requirements, said Finra spokeswoman Nancy Condon in a statement. Finra currently has examiners on site at Knights Jersey City, N.J., headquarters, she said.