Wells Fargo
Wells Fargo Deputy Chief Compliance Officer, Head of Business-Aligned Compliance Teams
Deutsche Bank Jul 2011 - Jul 2014
Head of Compliance, Markets
Deutsche Bank Oct 2006 - Jun 2011
Head of Compliance, Private Wealth Management
Deutsche Bank Apr 2004 - Sep 2006
Senior Counsel, Legal Department
Credit Suisse Sep 2001 - Mar 2004
Senior Counsel, Legal Department
Education:
Harvard Law School 1989 - 1992
Doctor of Jurisprudence, Doctorates, Law
Princeton University 1985 - 1989
Bachelors, International Affairs
Skills:
Securities Regulation Dodd Frank Risk Management Compliance Global Regulatory Compliance Legal