Sep 2005 to 2000 Director, Broker-Dealer Financial and Regulatory ReportingDuke Energy Business Services, LLC (DEBS) Charlotte, NC May 2003 to Sep 2005 Senior Financial AnalystDuke Capital Partners Securities, LLC (DCPS) Charlotte, NC Aug 2001 to May 2003 Financial and Operational Principal/Chief Compliance Officer (DCPS)Wachovia Securities, Inc Charlotte, NC Mar 2001 to Aug 2001 Vice President, Regulatory Reporting SpecialistFirst Union Securities, Inc Charlotte, NC May 1996 to Mar 2001 Financial Analyst/Assistant V.P. in the Management & Regulatory Reporting DepartmentSouthport Partners Southport, CT Apr 1993 to Apr 1996 Controller/Analyst and Financial and Operations Principal (FinOp)Marakon Associates Stamford, CT Jul 1988 to Apr 1993 Corporate ControllerShemin Nurseries, Inc Greenwich, CT Nov 1987 to Jun 1988 Accounting SupervisorCommodity Exchange, Inc. (COMEX) New York, NY Jul 1985 to Nov 1987 Supervisor, Financial Surveillance and AuditsCommodity Exchange, Inc. (COMEX) New York, NY Jul 1981 to Jul 1985 Staff and Senior Auditor
Education:
Fairfield University School of Business 1981 B.S. in Accounting
Skills:
Proficient with Microsoft Excel, Word, PowerPoint, and PeopleSoft.
Name / Title
Company / Classification
Phones & Addresses
Patricia Conti Director
Teachers Insurance and Annuity Association of America Life Insurance Carrier · Management Consulting Services · Open-End Management Investment
Maureen Lewon, Margaret Hayes, Stephanie Hamilton, Ann Kochanski, Mary Carp, Patrice Neale, Richard Mcconaghy, Sharon Lawson, Jack Roche, Patti Bergin, Patricia Mccorry