Paul C Gallagher

US Patent:

8639593, Jan 28, 2014

Filed:

Jun 30, 2009

Appl. No.:

12/495182

Inventors:

Paul J. Gallagher - New York NY, US
Evan Giller - New York NY, US
Elaine Immerman - New York NY, US
Ralph Sanna - Wilton CT, US
Christopher Fee - Ossining NY, US
Grace Murphy - Dumont NJ, US
Brian Smerdell - Charlotte NC, US
Merrell Rielly - Berkeley Heights NJ, US
Brian Ragone - Charlotte NC, US
Denise Lovell - Jamaica Estates NY, US

Assignee:

Teachers Insurance and Annuity Association of America - New York NY

International Classification:

G07B 17/00
G07F 19/00
G06Q 40/00

US Classification:

705 30

Abstract:

The APPARATUSES, METHODS AND SYSTEMS FOR A COMPLIANCE COORDINATOR (“COMPLIANCE COORDINATOR”) provides a facility for facilitating compliance with regulation of retirement savings plans with multiple plan vendors, including 403(b) plans. In one embodiment, the Compliance Coordinator effects aggregation of data relevant to regulatory compliance across multiple vendors serving retirement savings plans, and sharing of aggregated data among vendors to allow for compliance monitoring and analysis. In one embodiment, the Compliance Coordinator may also provide compliance analysis facilities to analyze aggregated plan data for regulatory compliance, determine compliance statuses, generate compliance reports, and/or the like.