Ralph M Ferrara

Arthur Young & Company, Petitioner, v. Securities and Exchange Commission. U.S. Supreme Court Transcript of Record with Supporting Pleadings

The Making of Modern Law: U.S. Supreme Court Records and Briefs, 1832-1978 contains the world's most comprehensive collection of records and briefs brought before the nation's highest court by leading legal practitioners - many who later became judges and associates of the court. It includes transcr...

Managing Marketeers: Supervisory Responsibilities of Broker Dealers and Investment Advisers

Over the past 15 years, the SEC has brought a significant number of failure to supervise cases against financial services providers, and the sanctions have become increasingly severe . Sanctioned firms have to pay a substantial fine and implement new supervisory policies. This book will inform and ...

Ferrara on Insider Trading and The Wall (Corporate Securities Series)

This valuable book discusses the evolution of the law of insider trading and explores ways in which corporations can use compliance programs to deter wrongdoing, with particular attention to multi-service financial institutions. Ferrara on Insider Trading and The Wall demonstrates how such firms can...

Takeovers: A Strategic Guide to Mergers and Acquisitions

Written by the experts at Debevoise & Plimpton and LeBoef, Lamb, Greene & MacRae, this book will help you swiftly master the nomenclature, tempo of deal making and techniques for closing in all types of business combinations. Takeovers: A Strategic Guide to Mergers and Acquisitions, Second Edition g...

Shareholder Derivative Litigation: Besieging the Board (Corporate Litigation Series) by Ralph C. Ferrara (2013-08-28)

Shareholder Derivative Litigation: Besieging the Board (Corporate Litigation Series) by Ralph C. Ferrara (2013-08-28)

Takeovers: Attack and Survival, a Strategist's Manual

Shareholder Derivative Litigation: Besieging the Board (Corporate Litigation Series)

Written for both the expert and the novice, this book not only reviews the legal framework for derivative actions but also provides a practical guide to the application of legal principles. Shareholder Derivative Litigation: Besieging the Board reviews each of the legal doctrines relevant to derivat...

Takeovers: Strategic Guide To Mergers And Acquisitions

Sailing in safe Harbors: Drafting Forward-Looking Disclosures

Redeeming Fallen Brokers: Managing the Aftermath of Broker Dealer Enforcement Proceedings

Stockbroker Supervision: Managing Stockbrokers and Surviving Sanctions

Beyond Arbitration: Designing Alternatives to Securities Litigation