Kroll Bond Rating Agency, Inc.
Deputy General Counsel
Standard & Poor's Aug 2014 - Mar 2017
Associate General Counsel, Global Regulatory Affairs
Sandler O'neill & Partners, L.p. May 2008 - Jul 2014
Managing Director and Associate General Counsel
Sidley Austin Llp Apr 2005 - Apr 2008
Associate
U.s. Securities and Exchange Commission Sep 2001 - Mar 2005
Staff Attorney
Education:
Suffolk University 1999 - 2001
Doctor of Jurisprudence, Doctorates
University of Wisconsin - Madison 1992 - 1996
Bachelors, Bachelor of Arts, Political Science
Institute of Culinary Education
Skills:
Securities Regulation Litigation Securities Capital Markets Corporate Law Legal Research Commercial Litigation Finra Legal Writing Securities Litigation Corporate Governance Civil Litigation Class Actions Arbitration Litigation Support Internal Investigations Dispute Resolution Document Review General Securities Registered Representative Regulatory Requirements Us Equities Fixed Income Investment Banking Research Contract Negotiation Project Management Project Planning Budgets Team Management Series 7 Series 24 Equity Capital Markets Fraud Aml Broker Dealer White Collar Criminal Defense Organization Investment Advisers Act
Certifications:
Basic Project Management Professional Development Gold Standard Course New York University
Hyde Elementary School Newton Highlands MA 1979-1984, A.E. Angier Elementary School Waban MA 1984-1986, Charles E. Brown Middle School Newton Center MA 1986-1988, Brimmer & May High School Chestnut Hill MA 1989-1992
Community:
Diane Mammola, Cathy At, David Temkin, Sean Spicer, Razon Blax, Michael Russo, Matt Baker, Lexie Grace, Jason Boltrus, Gia To, Michael Borelli