Social Services • Children • Economic Empowerment • Civil Rights and Social Action • Politics • Education • Environment • Poverty Alleviation • Science and Technology • Disaster and Humanitarian Relief • Human Rights • Animal Welfare • Arts and Culture • Health
Nasd
Associate Principal Examiner
Nasd Jan 2015 - Feb 2017
Senior Examiner
Nasd May 2013 - Jan 2015
Examiner
Fidelity Investments Apr 2007 - Oct 2008
Full Trader
Lexisnexis Risk Solutions Uk Nov 2005 - Apr 2007
Account Processor
Education:
University of Miami School of Law 2009 - 2012
Doctor of Jurisprudence, Doctorates, Law
Brigham Young University 1998 - 2007
Bachelors, Bachelor of Science, Corporate Finance, Business
Skills:
Legal Research Legal Writing Securities Regulation Financial Analysis Investments Corporate Finance Microsoft Excel Powerpoint Legal Issues Commercial Litigation Due Diligence Legal Personal Finance Securities Trading Management Tagalog Microsoft Word Compliance Broker Dealer Compliance Financial Regulation Python Cyber Security Java Spanish
Interests:
Social Services Children Economic Empowerment Civil Rights and Social Action Politics Education Environment Poverty Alleviation Science and Technology Disaster and Humanitarian Relief Human Rights Animal Welfare Arts and Culture Health