Susan Clay Sawitzky (21 July 189711 July 1981) was an American poet and art historian. She was born Susan Jacob Clay in Frankfort, Kentucky to Charles Donald Clay ...
Cambridge Investment Research, Inc.
Regional Director
Massmutual Financial Group 2016 - 2016
Regulatory Operations Consultant - Registered Principal
New England Financial 2007 - 2011
Compliance Director - Registered Principal
Additional Experience 2005 - 2007
Legal and Financial Planning Industries
Education:
University of North Carolina at Chapel Hill
Bachelors, Bachelor of Arts
University of North Carolina at Charlotte
Skills:
Financial Services Finance Financial Planning Financial Risk Financial Services Regulatory Compliance Project Management Microsoft Word Investments Insurance Management Business Strategy Microsoft Office Banking Strategic Planning Customer Service Risk Management Business Analysis Change Management Powerpoint Process Improvement Financial Analysis Microsoft Excel
Certifications:
Finra Series 4, 6, 7, 24, 53, 63 and 66 Registrations Life, Accident and Health Insurance License