2009 to 2000 Compliance and Regulatory ConsultantNASD Boston, MA 2004 to 2009 Special Investigator, FINRADelta Equity Services Corp Bolton, MA 1999 to 2004 Vice President of ComplianceDelta Equity Services Corp Chicago, IL 1997 to 1999 Branch ManagerChatfield Dean Investment Bankers Chicago, IL 1993 to 1997 Registered Representative