Mar 2013 to 2000 Merchandise TechnicanAd-VanceTalent Solutions Bradenton, FL Sep 2010 to Mar 2013 Administrative projectsSidney's Support Group (SSG) Lake Bluff, IL 2008 to 2009 Customer Support SpecialistLandscape Concepts Construction Richmond, IL 2008 to 2008 Support AdministratorRobert Half Technology Hoffman Estates, IL 2006 to 2006 Customer Support Project AdministratorChicago Tribune Company Chicago, IL 2001 to 2005 Project ManagerCompuSense, Inc Buffalo Grove, IL 1995 to 2001 Client ConsultantInnovative Connections Chicago, IL 1993 to 1995 Support ConsultantMidwest Visual Communications Lincolnwood, IL 1992 to 1993 Support Services Administrator
Education:
Villanova University Villanova, PA Jan 2006 to Jan 2006 Masters Certificate in Project ManagementNorthwestern University Evanston, IL Jan 1974 to Jan 1980 Coursework completed towards B.A. in Organizational Management
Skills:
Microsoft Office Word, Excel, PowerPoint, Outlook. Various web browsers, Photoshop.
Forethought Financial Group, Inc Simsbury, CT 2012 to 2014 Broker-Dealer Chief Compliance Officer and Anti-Money Laundering Compliance OfficerPrudential Financial Shelton, CT 2007 to 2012 Director of ComplianceThe Phoenix Companies Hartford, CT 2004 to 2007 Senior Compliance OfficerThe Phoenix Companies Hartford, CT 1997 to 2004 Compliance OfficerThe Hartford Life Insurance Company Simsbury, CT 1994 to 1996 Marketing Services SpecialistJohn Hancock Financial Services Farmington, CT 1992 to 1994 Insurance Agent and Registered Representative
Education:
Wharton Philadelphia, PA 2006 Certified Regulatory and Compliance ProfessionalThe American College Bryn Mawr, PA 2001 Chartered Life UnderwriterThe University of Connecticut Storrs, CT Aug 1992 Bachelor of Arts
Skills:
Strategic Planning, Leadership and Change Management Business Line Expansion Motivational Compliance Training FINRA, SEC, State DOI and Securities Department Exams Investigations and Conduct Issues Policies and Procedures Audit and Surveillance Conflicts of Interest Management Regulatory Affairs