Casey Securities
Chief Compliance Officer
Nyse Euronext Nov 2016 - May 2018
Director, Regulation
Ise Apr 2003 - Nov 2016
Director, Market Surveillance
U.s. Trust Oct 2001 - Apr 2003
Assistant Vice President
Charles Schwab Mar 2000 - Oct 2001
Senior Compliance Analyst
Education:
University of California, Davis 1989 - 1994
Bachelors, Bachelor of Science, Economics, Management, Business Administration and Management, Business Administration
Westmoor High School
Nomura Securities
Senior Credit Support Analyst
Lehman Brothers 2007 - Oct 2008
Business Analyst
Education:
Pace University 2003 - 2007
BS, Information Systems
Skills:
Credit Derivatives Trading Systems Fixed Income Electronic Trading Derivatives Interest Rate Derivatives Investment Banking Trading Market Data Capital Markets Unix Bloomberg Business Analysis Equities Sybase