Alexander Ramos - Ridgewood NJ, US Timothy Overzat - Warren NJ, US William Yung - Brooklyn NY, US
Assignee:
THE BANK OF NEW YORK - New York NY
International Classification:
G06Q 40/00
US Classification:
705035000
Abstract:
A system provides a plurality of functions associated with monitoring and reporting required by the SEC as well as data depository capabilities of use with those requirements. These functionalities and capabilities are provided in a web-based environment that is accessible by a user over a public and/or private network.
Alexander Ramos - Ridgewood NJ, US Timothy Overzat - Warren NJ, US William Yung - Brooklyn NY, US
Assignee:
THE BANK OF NEW YORK - New York NY
International Classification:
G06Q 40/00
US Classification:
705035000
Abstract:
A system, system component and methodology support compliance with fund and advisor policies and procedures designed to prevent the violation of federal securities laws by determining an indication of whether a fund's value is potentially being affected by market timing practices. At least one algorithm is utilized to perform analysis of categories of fund transaction data to yield an indication of the presence of market timing practices.
"Chavez may be dead but the revolution continues," said Alexander Ramos, a 33-year-old lawyer, who was waiting in line. "We are here today for him, and for Vice President (Nicolas) Maduro as well. The revolution must continue!"